Services We Provide

  • 401(k)
  • New Comparability Profit Sharing
  • Cash Balance Pension with
    Defined Contribution Combinations
  • Defined Benefit Pension
  • Section 412(e)(3) Pension Plans
  • 403(b)

Our comprehensive qualified plan services include the following:

  • Our unique plan design process with accompanying projections
  • Plan Documents, including Summary Plan Description and required notices
  • Completion of annual Form 5500 with all Schedules
  • For defined benefit and cash balance plans:
    • Actuarial valuation
    • Actuarial certification
    • Pension Benefit Guaranty Corporation (PBGC) valuation and filings
    • All compliance testing with recommended remedial action for failed tests
    • Trust asset reconciliation
    • Contribution reconciliation- compare payroll records to asset statements
    • Ongoing projections with consultation
    • Anticipating issues before they arise

Our extensive knowledge allows us to perform the following additional services:

  • Expert witness testimony and trial consultation
  • Represent clients on IRS and Department of Labor (DOL) audits
  • Correct significant operational or document errors under the IRS Voluntary Compliance Program
  • Plan Termination with PBGC and IRS approvals as applicable
  • Completing late filings under either the IRS or DOL late filer programs
  • Review and execute Qualified Domestic Relations Orders, including corresponding with attorneys
  • Special projects related to compliance failures